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Risk Management and Regulatory Examination/Compliance Seminar
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10/7/2019 to 10/8/2019
When: 10/07/2019
Where: CUNY Graduate Center
365 Fifth Avenue
New York
United States
Contact: Andy Lebron
646-213-1140


Online registration is closed.
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Agenda


This once-a-year program provides definitive and timely information on key examination and supervisory issues and best practices.  It offers an excellent opportunity for experienced officers to be thoroughly updated on new developments and gain practical insights in preparing for examinations.  It also gives new officers a solid introduction to the U.S. regulatory system and compliance requirements. Accordingly, we urge all member institutions to be represented.

Speakers
As in past years, we will invite senior regulators from the Federal Reserve Board, New York Fed, OCC, SEC, CFTC, DFS, FINRA and the NFA.  The program will also feature private-sector experts from the IIB's member institutions and member firms of the IIB's Professional Liaison Committee.

Seminar attendees who are experienced attorneys subject to the New York continuing legal education requirement will be eligible to receive CLE credit (in this connection, a copy of the IIB's financial hardship policy is available on request).


For registration and sponsorship related questions please contact Andy Lebron, Events Registration Coordinator
at (646)213-1140 or iib@iib.org.














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