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2017 Compliance Seminar Speaker Presentations

PROGRAM



2017 SPEAKER  PRESENTATIONS

 

 Supervisory Developments Regarding BSA/AML and OFAC Compliance

Michael Mancusi (Moderator),  Partner
Arnold & Porter Kaye Scholer LLP

Beverly Jules,  Examining Officer
Supervision Group

Federal Reserve Bank of New York

 

Jamie Boucher,  Partner
Skadden, Arps, Slate, Meagher & Flom LLP

 

Stephanie Brooker,  Partner
Gibson, Dunn & Crutcher LLP

 

Harold Crawford,  Managing Director
Alvarez & Marsal


 


 Implementing RegTech: Cutting Edge Issues


Walter J. Mix, III (Moderator), Managing Director
Berkeley Research Group

 

Angus Grandfield,  Americas Head
Financial Crimes Compliance
Corporate and Institutional Bank

Standard Chartered Bank

 

Shirish Netke,  CEO and President
Amberoon

 

Michael Nonaka,  Partner
Covington & Burling LLP

 


 

The Perspectives of Prudential Supervisors on Examination Issues

 

Irena Gecas-McCarthy (Moderator),  Principal
Deloitte & Touche LLP

 

Mark Shields,  Director for International Banking Supervision
Office of the Comptroller of the Currency



 

The Role of Internal Audit in the Compliance Function

 

Eric Young (Moderator),  Chief Compliance Officer
BNP Paribas Americas

 

Carol Beaumier,  Executive Vice President
Protiviti

 

Charles Constantin,  Head of Compliance and Regulatory Risk 
Americas

Commonwealth Bank of Australia

 

Gilles Karpowicz,  Chief Audit Executive
BNP Paribas Americas


James Wistman,  Senior Vice President,
Risk & Compliance

Abbey National Treasury Services (US) plc

 

 

 

Practical Suggestions for Complying with the DFS Transaction Monitoring and Filtering Requirements


Megan Gordon (Moderator), Partner
Clifford Chance US LLP

 

John Caruso,  Partner
Forensic Services
KPMG

 

Donna Daniels,  Executive Director
Fraud Investigation and Dispute Services

Ernst & Young LLP

 

Connie Friesen, Partner
Sidley Austin LLP

 

 







 

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