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2017 Compliance Seminar Speaker Presentations




 Supervisory Developments Regarding BSA/AML and OFAC Compliance

Michael Mancusi (Moderator),  Partner
Arnold & Porter Kaye Scholer LLP

Beverly Jules,  Examining Officer
Supervision Group

Federal Reserve Bank of New York


Jamie Boucher,  Partner
Skadden, Arps, Slate, Meagher & Flom LLP


Stephanie Brooker,  Partner
Gibson, Dunn & Crutcher LLP


Harold Crawford,  Managing Director
Alvarez & Marsal


 Implementing RegTech: Cutting Edge Issues

Walter J. Mix, III (Moderator), Managing Director
Berkeley Research Group


Angus Grandfield,  Americas Head
Financial Crimes Compliance
Corporate and Institutional Bank

Standard Chartered Bank


Shirish Netke,  CEO and President


Michael Nonaka,  Partner
Covington & Burling LLP



The Perspectives of Prudential Supervisors on Examination Issues


Irena Gecas-McCarthy (Moderator),  Principal
Deloitte & Touche LLP


Mark Shields,  Director for International Banking Supervision
Office of the Comptroller of the Currency


The Role of Internal Audit in the Compliance Function


Eric Young (Moderator),  Chief Compliance Officer
BNP Paribas Americas


Carol Beaumier,  Executive Vice President


Charles Constantin,  Head of Compliance and Regulatory Risk 

Commonwealth Bank of Australia


Gilles Karpowicz,  Chief Audit Executive
BNP Paribas Americas

James Wistman,  Senior Vice President,
Risk & Compliance

Abbey National Treasury Services (US) plc




Practical Suggestions for Complying with the DFS Transaction Monitoring and Filtering Requirements

Megan Gordon (Moderator), Partner
Clifford Chance US LLP


John Caruso,  Partner
Forensic Services


Donna Daniels,  Executive Director
Fraud Investigation and Dispute Services

Ernst & Young LLP


Connie Friesen, Partner
Sidley Austin LLP




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